Who We Serve

Serving independent Registered Investment Advisers, the Law Office of Lori J. Neidel, LLC, specializes in offering independent RIAs regulatory services ranging from start-up registration services, to engagements requiring experienced legal counsel.

Particularly in tandem with our affiliated compliance consulting firm, Adviser Compliance Services, we seek to work with professionals who are dedicated to delivering fiduciary levels of advice. Like the select adviser community we serve, we have modeled our practices to support these same ideals in our own client relationships.

Does that sound like you too? Let’s talk!